Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lester Harvey is a financial professional with over 25 years of experience in the industry. Scott currently works at LPL Enterprise, LLC in Basking Ridge, New Jersey. Scott has a strong background in securities, having held previous positions at several prominent financial institutions, including J.P. Morgan Institutional Investments Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Scott offers various financial planning and consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (BASKING RIDGE NJ)
NJ
11/08/2016 - 05/26/2017
SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)
NY
01/13/2006 - 06/30/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
03/30/2004 - 01/11/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/19/2001 - 04/01/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/25/1996 - 01/18/2001
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
PA
10/26/1995 - 07/10/1996
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
08/16/1989 - 08/30/1994
COMMONWEALTH INSTITUTIONAL SECURITIES, INC.
NA
01/09/1985 - 08/16/1989
THOMSON MCKINNON SECURITIES INC.
NA
12/11/1984 - 12/18/1984
MCLAUGHLIN, PIVEN, VOGEL INC.
NA
10/19/1983 - 03/12/1984
BLINDER, ROBINSON & CO.,INC.
BOTH
Issued 01/25/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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