Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Leslie Brown is a financial professional with over 7 years of experience in the securities industry. Scott has a Series 27, SIE, and Series 99TO license. Scott has been a registered representative with Spartan Capital Securities, LLC since July 9, 2024. Scott has also held previous positions with Maven Global Markets Trading LLP, Juniper Square Capital, Avid Capital Advisors LLC, VF Securities, Crowdstreet Capital LLC, ICM Capital Markets, LLC, Triton Pacific Capital, LLC, Montec Securities LLC, Pennhaven Brokerage Partners, LLC, Purestream, LLC, Arlington Capital Services, LLC, TWG Securities, Inc., Frontcourt Securities LLC, Palm Tree Securities LLC, BAKKT BROKERAGE, LLC, American Elm Distribution Partners, LLC, Briarcliffe Credit Partners, LLC, Collage Venture Partners, LLC, Forcefield Capital, LLC, Korea Investment & Securities America, Inc., Elequin Securities LLC, FIS Brokerage & Securities Services LLC, Liberty Group, LLC, Analyst Hub Securities, LLC, Chesterbrook Capital, Summit Trail Securities, LLC, and Nanes, Delorme Capital Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/09/2024 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
CA
11/06/2020 - 08/02/2024
PALM TREE SECURITIES LLC (LOS ANGELES CA)
GA
03/07/2018 - 07/19/2024
BAKKT BROKERAGE, LLC (ALPHARETTA GA)
NH
01/04/2024 - 02/27/2024
AMERICAN ELM DISTRIBUTION PARTNERS, LLC (PORTSMOUTH NH)
NY
07/20/2022 - 12/22/2023
BRIARCLIFFE CREDIT PARTNERS, LLC (NEW YORK NY)
FL
05/02/2022 - 06/01/2023
COLLAGE VENTURE PARTNERS, LLC (MIAMI BEACH FL)
OR
02/24/2022 - 01/17/2023
FORCEFIELD CAPITAL, LLC (EUGENE OR)
NY
02/03/2021 - 01/03/2023
KOREA INVESTMENT & SECURITIES AMERICA, INC. (NEW YORK NY)
NY
12/21/2021 - 06/22/2022
ELEQUIN SECURITIES LLC (NEW YORK NY)
IL
08/31/2021 - 05/06/2022
FIS BROKERAGE & SECURITIES SERVICES LLC (BOLINGBROOK IL)
CA
06/15/2018 - 11/17/2020
LIBERTY GROUP, LLC (OAKLAND CA)
NY
05/08/2019 - 01/06/2020
ANALYST HUB SECURITIES, LLC (New York NY)
PA
03/03/2018 - 09/03/2019
CHESTERBROOK CAPITAL (BERWYN PA)
NY
02/03/2017 - 02/14/2017
SUMMIT TRAIL SECURITIES, LLC (NEW YORK NY)
NY
08/25/2016 - 11/08/2016
NANES, DELORME CAPITAL MANAGEMENT LLC (NEW YORK NY)
BC
Issued 08/25/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
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