Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Dynan is a financial advisor with Round Rock Advisors LLC, an independent investment advisory firm located in Wilton, Connecticut. Scott has been in the financial services industry since 1999, with experience at several well-known firms. Scott is a Registered Investment Advisor and has a Series 63, Series 65, Series 4 and Series 7 license. Scott specializes in providing financial planning, pension consulting, and portfolio management services to individual and institutional clients. He is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
09/03/2020 - Present
Round Rock Advisors LLC (WILTON CT)
NY
03/07/2019 - 06/04/2020
WESTERN INTERNATIONAL SECURITIES, INC. (New York NY)
NY
04/24/2006 - 09/04/2018
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
12/01/2005 - 05/09/2006
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
04/28/2000 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/12/1999 - 03/30/2000
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 03/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2002
Series 4 - Registered Options Principal Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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