Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lemen is an investment advisor representative at Rockefeller Financial LLC. Scott has been in the financial industry for over 11 years and has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, corporations, and pension plans. Scott is a registered investment advisor in Texas and Virginia. Scott holds a Series 6, Series 7, Series 63 and Series 65 license. Scott previously worked at Morgan Stanley, Folio Investments, Inc., and Northwestern Mutual Investment Services, LLC. Scott specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/10/2023 - Present
Rockefeller Financial LLC (Arlington VA)
DC
05/13/2019 - 11/06/2023
MORGAN STANLEY (Washington DC)
VA
08/26/2015 - 05/19/2017
FOLIO INVESTMENTS, INC. (MCLEAN VA)
DC
03/05/2012 - 09/11/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WASHINGTON DC)
IA
Issued 06/17/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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