Unclaimed
Scott Leland Hitchcock is a registered representative with Raymond James & Associates, Inc. Scott has been in the securities industry since 2008. Scott has a Series 66, 63, and 7 license. Scott has been registered with Raymond James & Associates, Inc. since November 2014. Scott was previously registered with D.A. DAVIDSON & CO., MORTON CLARKE INC., and WAMU CAPITAL CORP. Scott specializes in providing financial planning, portfolio management for businesses, and portfolio management for individuals. Scott is also a registered Investment Advisor Representative in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
11/11/2014 - Present
Raymond James & Associates, Inc. (SEATTLE WA)
WA
02/25/2012 - 11/11/2014
D.A. DAVIDSON & CO. (SEATTLE WA)
WA
01/20/2010 - 02/27/2012
MORTON CLARKE INC. (SEATTLE WA)
WA
04/24/2006 - 01/28/2008
WAMU CAPITAL CORP. (SEATTLE WA)
BOTH
Issued 04/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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