Unclaimed
Scott Legrand Slade is a financial advisor with over 17 years of experience in the financial services industry. Scott has a strong background in investment management and financial planning, and he is dedicated to helping clients achieve their financial goals. Scott is currently registered with LaSalle St. Investment Advisors, LLC and has previously been registered with firms such as Raymond James Financial Services, Inc., Edward Jones, MFS Fund Distributors, Inc., and USAA Investment Management Company. Scott holds Series 63, Series 65, Series 7, and SIE licenses. Scott is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/22/2024 - Present
Lasalle ST. Investment Advisors, LLC (Sun City West AZ)
AZ
12/09/2010 - 06/13/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (GOODYEAR AZ)
AZ
04/14/2008 - 12/10/2010
EDWARD JONES (LITCHFIELD PARK AZ)
AZ
06/18/2007 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
AZ
12/05/2006 - 05/29/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
AZ
03/29/2006 - 10/26/2006
EDWARD JONES (SURPRISE AZ)
IA
Issued 01/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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