linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Lee Willis

Berthel, Fisher & Co. Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Lee Willis

Scott Willis is a financial advisor with Berthel, Fisher & Co. Financial Services, Inc. Scott has been in the industry since February 18, 1989. Scott holds Series 7 and Series 63 licenses. Scott provides financial planning, selection of other advisors, and portfolio management for individuals. Previous firms where Scott has been registered include Horwitz & Associates, Inc., Capstone Investments, Vance & Co., Invest Financial Corporation, A. G. Edwards & Sons, Inc., and Edward D. Jones & Co., L.P.

Firm Information

Scott Willis is currently registered with Berthel, Fisher & Co. Financial Services, Inc.. Berthel, Fisher & Co. Financial Services, Inc. is a corporation headquartered in CEDAR RAPIDS, IA that was formed on 1974-03-13. They have been approved by the SEC and registered in 51 states. The firm offers financial planning and portfolio management for individuals and selection of other advisers. They manage $742,220,394 in regulatory assets under management and have 3,481 total accounts. They have 92 licensed agents, 100 investment adviser representatives, 100 registered representatives, 100 investment advisory functions, and 50 adviser representatives for other investment advisers.
Berthel, Fisher & Co. Financial Services, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$742.22M

Assets Under Management

6

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Willis’s Registration & Firm History

IL

12/01/2005 - Present

Berthel, Fisher & Co. Financial Services, Inc. (MORTON IL)

IL

10/04/2000 - 12/01/2005

HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)

CA

07/21/1998 - 09/29/2000

CAPSTONE INVESTMENTS (SAN DIEGO CA)

IL

07/14/1998 - 08/05/1998

VANCE & CO. (JOLIET IL)

WI

05/28/1993 - 07/14/1998

INVEST FINANCIAL CORPORATION (APPLETON WI)

MO

12/11/1990 - 05/26/1993

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

02/14/1989 - 12/20/1990

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

Not sure if Scott Lee Willis is right for you?

Licenses & Designations

BC

Issued 03/17/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Lee Willis.
Not sure if Scott Lee Willis is right for you?