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Scott Lee Stolz

Icapital Markets LLC

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About Scott Lee Stolz

Scott Stolz is a financial advisor with over 30 years of experience in the industry. Currently, Scott Stolz is registered with iCapital Markets LLC and is actively involved in the securities industry. Previously, Scott Stolz has held positions with Raymond James & Associates, Inc., Simon Markets LLC, National Planning Corporation, and several other firms. Scott Stolz is a dedicated professional with a comprehensive understanding of the financial markets, and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Scott Stolz is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Stolz’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

01/12/2021 - 11/30/2023

SIMON MARKETS LLC (NEW YORK NY)

FL

06/22/2005 - 12/16/2020

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

06/14/2012 - 10/31/2018

RAYMOND JAMES INSURANCE GROUP, INC. (ST PETERSBURG FL)

CA

08/05/1997 - 12/31/2003

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

MA

05/19/1995 - 07/24/1996

NASL FINANCIAL SERVICES, INC. (BOSTON MA)

AZ

05/19/1992 - 12/31/1994

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NA

03/10/1987 - 05/19/1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

NA

08/26/1982 - 03/22/1985

EDWARD D. JONES & CO., L.P.

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Licenses & Designations

BC

Issued 09/21/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Lee Stolz.
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