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Scott Lee Springer

Fidelity Brokerage Services LLC

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About Scott Lee Springer

Scott Lee Springer is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Scott has held previous roles at PFS Investments Inc. and Charles Schwab & Co., Inc. in Indiana. Scott is a licensed securities professional with a wide range of credentials. Scott holds FINRA Series 7, 8, 9, 10, 63, and SIE licenses. Scott is registered in 53 states and territories. Scott is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Scott Springer is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Springer’s Registration & Firm History

RI

11/29/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

IN

04/30/2020 - 01/13/2021

PFS INVESTMENTS INC. (NOBLESVILLE IN)

IN

03/20/1996 - 05/11/2016

CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 03/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/05/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/03/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 02/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Lee Springer.
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