Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Smith is a financial advisor based in Boston, MA. Scott has been in the industry since 1984. Currently, Scott Smith is registered with Commonwealth Financial Network. Scott Smith is also registered with the following states: Alaska, Arizona, California, Connecticut, Florida, Georgia, Idaho, Maine, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, South Carolina, Texas, Vermont, Virginia and Washington. Previously, Scott Smith was affiliated with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., COMMONWEALTH FINANCIAL NETWORK, INVEST FINANCIAL CORPORATION, LEGG MASON WOOD WALKER, INCORPORATED, DEAN WITTER REYNOLDS INC. and FIRST JERSEY SECURITIES, INC. Scott Smith specializes in providing investment advice to high net worth individuals, individuals other than high net worth, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/25/2005 - Present
Commonwealth Financial Network (BOSTON MA)
MA
10/20/2004 - 08/26/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/12/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
09/10/1991 - 11/18/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
WI
05/09/1990 - 09/23/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
MD
10/13/1989 - 06/07/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
10/15/1985 - 10/18/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/25/1984 - 09/24/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 09/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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