Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hoffman is a financial advisor registered in the states of Pennsylvania and Texas and has been working in the industry since 1984. Scott is currently affiliated with Morgan Stanley. Scott has previously been affiliated with Citigroup Global Markets Inc., Lehman Brothers Inc., Prudential Securities Incorporated, and First Investors Corporation. Scott is currently registered with FINRA as a Registered Representative and is also registered in Pennsylvania and Texas as an Investment Advisor Representative. Scott has a strong understanding of the investment industry, having worked in various roles over the years. Scott is passionate about helping clients achieve their financial goals. Scott specializes in working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
07/26/2021 - Present
Morgan Stanley (Allentown PA)
PA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALLENTOWN PA)
NY
06/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/21/1984 - 06/15/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/20/1984 - 10/11/1984
FIRST INVESTORS CORPORATION
IA
Issued 01/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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