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Scott Lawrence Koenig

Neuberger Berman BD LLC

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About Scott Lawrence Koenig

Scott Koenig is a registered representative with Neuberger Berman BD LLC and has been in the industry since 2017. Koenig holds licenses in New Jersey and New York. Koenig is a licensed investment advisor and is active in both the broker-dealer and investment advisor scopes. Koenig holds Series 66, SIE and Series 7 securities licenses. Koenig is a part of the Neuberger Berman team in New York and Scarsdale. Koenig specializes in offering investment advice to clients.

Firm Information

Scott Koenig is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Scott Koenig’s Registration & Firm History

NY

03/31/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/10/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Lawrence Koenig.
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