Unclaimed
Scott Koenig is a registered representative with Neuberger Berman BD LLC and has been in the industry since 2017. Koenig holds licenses in New Jersey and New York. Koenig is a licensed investment advisor and is active in both the broker-dealer and investment advisor scopes. Koenig holds Series 66, SIE and Series 7 securities licenses. Koenig is a part of the Neuberger Berman team in New York and Scarsdale. Koenig specializes in offering investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 11/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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