Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lawrence Cantor is a registered representative and investment advisor with Arete Wealth Advisors, LLC. Scott has been in the financial services industry since 2001. Scott is licensed in New York and New Jersey, and also holds a Series 7, Series 63, Series 66 and SIE license. Prior to joining Arete Wealth Advisors, LLC, Scott was a registered representative at National Securities Corporation, Sovereign Global Advisors, LLC, Saxony Securities, Inc., Wunderlich Securities, Inc., Capital Securities of America, Inc., and Schonfeld Securities, LLC. Scott has experience in providing financial planning and investment advice to high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
07/20/2022 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
NY
11/18/2016 - 07/21/2022
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
CO
05/13/2014 - 11/30/2016
SOVEREIGN GLOBAL ADVISORS LLC (DENVER CO)
MO
10/12/2009 - 12/03/2013
SAXONY SECURITIES, INC. (ST. LOUIS MO)
NY
03/01/2007 - 10/13/2009
WUNDERLICH SECURITIES, INC. (MELVILLE NY)
NY
11/11/2005 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (MELVILLE NY)
NY
05/14/1997 - 06/10/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
BOTH
Issued 11/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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