Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lawrence Brown is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Scott has over 28 years of experience in the financial services industry. Scott is registered to provide investment advice in 49 states and the District of Columbia. Scott is also a Series 7, Series 10, Series 24, Series 31, and Series 63 and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
09/22/2017 - Present
Wells Fargo Advisors Financial Network, LLC (BOZEMAN MT)
MT
01/13/2006 - 09/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOZEMAN MT)
MD
12/07/2001 - 02/01/2006
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
AZ
09/12/1996 - 12/21/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
01/01/1996 - 09/23/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
06/29/1995 - 01/01/1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
MN
07/06/1994 - 06/16/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/06/1994 - 06/16/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/24/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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