Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lawrence Braun is a financial advisor currently registered with Ameriprise Financial Services, LLC. Scott has been in the industry since 2013 and has been with Ameriprise Financial Services, LLC since 2020. Previous firms Scott has been registered with include AXA Advisors, LLC and TD Securities (USA) Inc. Scott is registered in 37 states across the US, including New Jersey, New York, and Texas. Scott has passed several exams including the Uniform Combined State Law Examination (Series 66), the Uniform Securities Agent State Law Examination (Series 63), the Securities Industry Essentials Examination (SIE), and the General Securities Representative Examination (Series 7). Scott specializes in working with individuals, trusts and estates, high-net-worth individuals, and pension and profit-sharing plans. Scott also provides asset allocation services, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/13/2018 - Present
Ameriprise Financial Services, LLC (Hauppauge NY)
NY
08/10/2016 - 02/08/2018
AXA ADVISORS, LLC (WOODBURY NY)
NY
09/22/2000 - 12/10/2003
TD SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 08/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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