Unclaimed
Scott Lavern Hardie is a financial advisor with Ameriprise Financial Services, LLC and has over 20 years of experience in the financial services industry. Scott is registered to provide investment advice and securities brokerage services in multiple states, including South Dakota, Texas, and many others. He is also a registered Investment Advisor Representative (IAR) in South Dakota and Texas. Scott has earned numerous licenses and certifications throughout his career, demonstrating his commitment to providing clients with comprehensive financial guidance. He has a strong track record of helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SD
01/08/2020 - Present
Ameriprise Financial Services, LLC (WATERTOWN SD)
SD
01/01/2008 - 05/22/2012
WELLS FARGO ADVISORS, LLC (WATERTOWN SD)
SD
12/01/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WATERTOWN SD)
BOTH
Issued 03/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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