Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Laurence Simon is an individual financial advisor currently registered with MML Investors Services, LLC. Scott has been active in the financial industry since March 6, 1999. Scott has a wide range of experience and holds both Series 63 and 65 licenses along with Series 7, 24 and 53. Scott is currently registered in 55 states as an Investment Advisor Representative. Scott is also registered with MML Investors Services, LLC, a broker dealer located in Springfield, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
02/07/2022 - Present
MML Investors Services, LLC (HORSHAM PA)
NY
03/30/2012 - 05/27/2015
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/06/2012 - 05/27/2015
MBSC SECURITIES CORPORATION (NEW YORK NY)
NJ
03/06/2012 - 05/27/2015
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NJ
03/06/2012 - 05/27/2015
PERSHING LLC (JERSEY CITY NJ)
NY
03/06/2012 - 03/30/2012
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
ME
08/20/2010 - 03/30/2012
BNY MELLON DISTRIBUTORS LLC (PORTLAND ME)
PA
08/20/2010 - 03/30/2012
FAIRHOLME DISTRIBUTORS, LLC (BERWYN PA)
ME
08/20/2010 - 03/30/2012
HIGHMARK FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
08/20/2010 - 03/30/2012
MGI FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
08/20/2010 - 03/30/2012
STERLING CAPITAL DISTRIBUTORS, LLC (PORTLAND ME)
PA
04/28/2008 - 07/07/2010
PFPC DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
PA
12/07/1998 - 03/11/2008
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
IA
Issued 07/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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