Unclaimed
Scott Laurence Greenfield is an investment advisor representative for MML Investors Services, LLC, located in New York, NY. Scott Laurence Greenfield has been working in the financial services industry since November 8, 1994. Scott Laurence Greenfield is also registered as an Investment Advisor Representative in Florida, Georgia, New York, and Texas. Scott Laurence Greenfield has had previous registration with MetLife Securities Inc., Metropolitan Life Insurance Company, Morgan Stanley DW Inc., and Prudential Securities Incorporated. Scott Laurence Greenfield has a wide range of experience in the financial services industry, including experience in portfolio management for individuals and businesses, financial planning, and pension consulting. Scott Laurence Greenfield is also a registered principal with the firm and holds the Series 7, 9, 10, 24, 52, 63, and 65 licenses. Scott Laurence Greenfield is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
03/25/2020 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
06/07/2005 - 07/01/2009
METLIFE SECURITIES INC. (NEW YORK NY)
NY
06/07/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/31/1999 - 06/07/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/01/1994 - 09/01/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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