Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Larson Collins is a financial advisor with over 20 years of experience in the industry. Scott has held positions at several well-known firms including Morgan Stanley, Countrywide Investment Services, and TIAA-CREF. Scott is currently a registered representative with UBS Financial Services Inc. and provides financial planning and portfolio management services to individuals, businesses, and institutions. Scott is committed to providing his clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
06/20/2017 - Present
UBS Financial Services Inc. (NASHVILLE TN)
CO
05/07/2012 - 06/12/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
06/01/2009 - 03/27/2012
MORGAN STANLEY SMITH BARNEY (CENTENNIAL CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CENTENNIAL CO)
CO
02/06/2007 - 04/02/2007
MORGAN STANLEY DW INC. (DENVER CO)
CO
02/22/2006 - 01/30/2007
FIXED INCOME SECURITIES, LP (MONUMENT CO)
MO
04/12/2005 - 02/21/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
AZ
09/08/2004 - 04/18/2005
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
MO
07/01/2003 - 09/23/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/24/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
05/31/2000 - 09/07/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
03/16/1999 - 03/28/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
09/17/1998 - 11/09/1998
LLOYD WADE SECURITIES INC. (DALLAS TX)
IA
Issued 03/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/2004
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2002
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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