Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lam is a financial advisor with over 20 years of experience in the industry. Scott is registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Scott provides a range of financial services, including investment advisory services, financial planning, and portfolio management. Scott has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/20/2016 - Present
Kestra Advisory Services, LLC (ENCINO CA)
CA
06/08/2011 - 12/04/2015
LPL FINANCIAL LLC (ALHAMBRA CA)
CA
10/23/2009 - 06/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
01/12/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GARDEN GROVE CA)
CA
05/23/2005 - 01/12/2007
CITICORP INVESTMENT SERVICES (ALHAMBRA CA)
CA
05/13/2004 - 05/02/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
03/06/2001 - 04/21/2004
SCOTTRADE, INC. (ST. LOUIS MO)
IA
Issued 09/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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