Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott L. Roberts is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Fidelity Brokerage Services LLC, in Covington, KY. Scott has held previous positions with THE O.N. EQUITY SALES COMPANY and EQUITABLE ADVISORS, LLC. Scott has a strong background in securities and investment products, having passed the Series 7, 9, 10, 63, 66 and SIE exams. Scott is licensed to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/20/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
06/21/2021 - 12/16/2022
THE O.N. EQUITY SALES COMPANY (Cincinnati OH)
OH
10/17/2020 - 02/23/2021
EQUITABLE ADVISORS, LLC (CINCINNATI OH)
KY
06/29/1998 - 01/22/2013
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 11/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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