Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott L. Lichty is a financial advisor with Northwestern Mutual Investment Services, LLC. Scott has been in the industry since 2015 and holds a Series 66, Series 7 and SIE license. Scott is registered to provide investment advice in 14 states and is also registered with FINRA. Scott is based in Addison, Texas and has a branch office located at 15851 Dallas Parkway, Suite 1230, Addison, Texas 75001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
10/05/2015 - Present
Northwestern Mutual Investment Services, LLC (ADDISON TX)
BOTH
Issued 10/2/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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