Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lichty is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Scott has been in the industry since 2015 and is licensed in 15 states. Scott's primary focus is on providing investment advice and financial planning services to individuals and businesses. Scott is also a 14% owner of CLFM Holdings, LLC, which is a legal entity receiving compensation from personal production. Scott is a 100% owner of SLLICHTY Holdings, LLC, which is a legal entity established for business purposes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
10/05/2015 - Present
Northwestern Mutual Investment Services, LLC (ADDISON TX)
BOTH
Issued 10/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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