Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott L. Forgues is a financial advisor who has been in the industry since 2006. Scott is currently registered with Osaic Wealth, Inc. as a Registered Representative and Investment Advisor Representative in Arizona and Texas. Scott has also held previous registrations with Securities America, Inc., KMS Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott has passed the Series 66, Series 7 and SIE exams and holds the Certified Financial Planner designation. Scott's experience includes working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/14/2024 - Present
Osaic Wealth, Inc. (TUCSON AZ)
AZ
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (TUCSON AZ)
AZ
01/28/2009 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (TUCSON AZ)
AZ
10/25/2006 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
BOTH
Issued 11/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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