Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kyle Swander has been an active advisor since 2002, providing financial advice and guidance to individuals and businesses. Scott is a Registered Representative of LPL Financial LLC and an Investment Advisor Representative of Synergy Wealth Management of Tennessee. Scott has a strong background in financial services, holding Series 7, 24, and 66 licenses and a SIE certification. His previous affiliations include Raymond James Financial Services, Inc., Securities America, Inc., LINSCO/Private Ledger Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott is committed to providing customized financial solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/09/2023 - Present
LPL Financial LLC (FRANKLIN TN)
TN
05/26/2016 - 11/14/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Nashville TN)
TN
04/03/2007 - 06/01/2016
SECURITIES AMERICA, INC. (OAK RIDGE TN)
AR
01/21/2005 - 04/11/2007
LINSCO/PRIVATE LEDGER CORP. (LITTLE ROCK AR)
NY
05/07/2002 - 01/27/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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