Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kristofer Patterson is a financial advisor who has been in the industry since 2001. Patterson is currently registered with Raymond James & Associates, Inc. Patterson holds the Series 7, 9, 10, 66 and SIE securities licenses and is registered with the states of Arizona, District of Columbia, Florida, Louisiana, Maryland, Massachusetts, Mississippi, Missouri, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Patterson has previously been registered with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc. and Legg Mason Wood Walker, Incorporated. Patterson specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, insurance companies, banking or thrift institutions, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/05/2018 - Present
Raymond James & Associates, Inc. (TIMONIUM MD)
MD
01/01/2008 - 07/21/2011
WELLS FARGO ADVISORS, LLC (BALTIMORE MD)
MD
09/20/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BALTIMORE MD)
MD
02/07/2001 - 05/31/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 07/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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