Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Knowlton Leech is a financial advisor with Raymond James Financial Services Advisors, Inc. Scott has been in the financial industry since 1992. Scott has a Series 7, 8, 9, 10, 63, and 65 license. Scott also has experience with Wells Fargo Clearing Services, LLC and RBC Capital Markets, LLC. Scott is dedicated to providing financial advice to individuals, families, and businesses. Scott is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
DE
08/18/2022 - Present
Raymond James Financial Services Advisors, Inc. (Wilmington DE)
DE
10/15/2021 - 08/24/2022
WELLS FARGO CLEARING SERVICES, LLC (NEWARK DE)
PA
08/26/2002 - 06/02/2021
RBC CAPITAL MARKETS, LLC (Philadelphia PA)
TX
12/02/1997 - 09/09/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
12/21/1992 - 12/19/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 07/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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