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Scott Kirk Shriver

First Citizens Investor Services, Inc.

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About Scott Kirk Shriver

Scott Kirk Shriver is a financial advisor at First Citizens Investor Services, Inc. Scott has been working in the financial services industry since 1994. Scott has a wide range of experience in the financial services industry, including working for Morgan Stanley and MBSC Securities Corporation. Scott holds several licenses, including Series 7, Series 63, Series 10, and Series 9. Scott is registered to provide investment advice in multiple states, including Virginia, Florida, Georgia, Maryland, New Mexico, North Carolina, Pennsylvania, and Washington. Scott is committed to providing personalized financial advice to individuals and families.

Firm Information

Scott Shriver is currently registered with First Citizens Investor Services, Inc.. First Citizens Investor Services, Inc. is a Corporation formed in 1994 with its main office located in Raleigh, North Carolina. The firm offers a range of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. First Citizens Investor Services, Inc. manages approximately $1.73 billion in regulatory assets under management for a diverse clientele, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
First Citizens Investor Services, Inc.

8540 COLONNADE CENTER DRIVE

RALEIGH, NC 27615

$1.73B

Assets Under Management

Not reported

Total Clients

574

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Shriver’s Registration & Firm History

VA

03/28/2018 - Present

First Citizens Investor Services, Inc. (Richmond VA)

VA

10/19/2017 - 03/19/2018

MORGAN STANLEY (CHARLOTTESVILLE VA)

NY

11/06/2006 - 12/23/2016

MBSC SECURITIES CORPORATION (NEW YORK NY)

NY

03/29/2000 - 05/25/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

MO

04/27/1994 - 03/30/2000

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 12/18/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/24/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1995

Series 3 - National Commodity Futures Examination

BC

Issued 04/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Kirk Shriver. Review regulatory record here.
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