Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Jones has been in the financial industry since 1998. Scott is currently registered with LPL Financial LLC and has been associated with this firm since 2010. Scott holds Series 6, 7, 63 and 66 licenses and is registered in 28 states. Scott's prior industry experience includes time spent with Chase Investment Services Corp. and WAMU Investments, Inc. Scott's specialization includes providing financial planning, consulting and other non-discretionary advisory services. Scott is part of the LPL Financial LLC team which has over $463 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2021 - Present
LPL Financial LLC (HUNTINGTON BEACH CA)
CA
05/02/2009 - 01/29/2010
CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CA)
CA
06/29/1998 - 05/02/2009
WAMU INVESTMENTS, INC. (HUNTINGTON BEACH CA)
BOTH
Issued 06/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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