Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kerbel has been in the financial services industry since July 15, 2008. Scott is currently registered with Wells Fargo Securities, LLC in New York, NY. Scott is also registered with FINRA and has a Series 7, Series 24, Series 3, Series 15, Series 57, Series 63, Series 7TO and SIE license. Scott has previously worked at CREDIT SUISSE SECURITIES (USA) LLC and HSBC SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/26/2022 - 10/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/18/2008 - 09/25/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NA
02/13/1987 - 08/15/1988
BIERBAUM-MARTIN SECURITIES INC.
BC
Issued 03/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1985
Series 15 - Foreign Currency Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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