Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kendall Branson is a financial advisor with Regal Advisory Services, Inc. Scott has been in the financial services industry for over 30 years and has extensive experience in providing financial planning and investment management services to individuals and businesses. Scott is also a registered representative and investment advisor representative in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
08/08/2017 - Present
Regal Advisory Services, Inc. (KNOXVILLE TN)
TN
05/19/2008 - 08/13/2012
BROKERSXPRESS LLC (KNOXVILLE TN)
TN
04/10/2008 - 05/19/2008
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
TN
08/21/2002 - 04/09/2008
1ST DISCOUNT BROKERAGE, INC. (KNOXVILLE TN)
CA
12/04/1997 - 08/21/2002
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
CA
01/14/1995 - 12/11/1997
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
07/09/1992 - 12/02/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/09/1992 - 12/02/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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