Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Keith Smith is a financial advisor with over 20 years of experience in the industry. Scott currently works with Golden State Wealth Management, LLC. He provides financial advisory services through the firm, helping clients achieve their financial goals. Scott is registered with both FINRA and the State of California. He is also a licensed insurance agent. Prior to his work at Golden State Wealth Management, LLC, Scott has worked with several other firms including NRP Financial, Inc., Wells Fargo Advisors Financial Network, LLC and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Financial planning fee
1
2
CA
09/04/2018 - Present
Golden State Wealth Management, LLC (SOUTH COAST METRO CA)
CA
09/21/2009 - 11/30/2010
NRP FINANCIAL, INC. (VICTORVILLE CA)
CA
06/03/2005 - 09/22/2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (VICTORVILLE CA)
NY
06/14/2001 - 06/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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