Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott McVicker is a registered representative with Northwestern Mutual Investment Services, LLC. Scott is licensed in 51 states, including North Carolina where Scott is currently located. Scott has been in the industry since 2022. Scott is a Series 7, 9, 10, 63, and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
09/02/2022 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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