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Scott Keith Glasser

Franklin Distributors, LLC

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About Scott Keith Glasser

Scott Keith Glasser is a financial professional with over 25 years of experience in the industry. Scott currently works at Franklin Distributors, LLC, a firm with an active Broker-Dealer scope. Scott has held a Series 7, Series 63, and Series 65 licenses since 1996. He is also a General Securities Principal (Series 24) and holds the Securities Industry Essentials (SIE) exam. Scott is registered to offer securities and investment advisory services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Previously, Scott worked at Citigroup Global Markets Inc.

Firm Information

Scott Glasser is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Glasser’s Registration & Firm History

NY

12/01/2005 - Present

Franklin Distributors, LLC (NEW YORK NY)

NY

06/20/1996 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/1996

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/21/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Keith Glasser.
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