Unclaimed
Scott Keith Glasser is a financial professional with over 25 years of experience in the industry. Scott currently works at Franklin Distributors, LLC, a firm with an active Broker-Dealer scope. Scott has held a Series 7, Series 63, and Series 65 licenses since 1996. He is also a General Securities Principal (Series 24) and holds the Securities Industry Essentials (SIE) exam. Scott is registered to offer securities and investment advisory services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Previously, Scott worked at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
06/20/1996 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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