Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Keith Ferguson is a financial advisor at Raymond James & Associates, Inc., based in St. Petersburg, Florida. Scott has been working in the financial services industry since October 3, 1999. Scott holds Series 4, 7, 9, 10, 24, 52TO, 53, 63, 79TO, 99TO, and SIE licenses. Scott is a Registered Representative for Raymond James Financial Services, Inc., as well as a Registered Principal for Raymond James & Associates, Inc. Previously, Scott was with LPL Financial LLC, U.S. Bancorp Investments, Inc., Stifel, Nicolaus & Company, Incorporated, FFP Securities, Inc., and Commerce Brokerage Services, Inc. Scott's practice specializes in providing financial and investment planning services for individuals, high-net-worth individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/18/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
SC
05/25/2006 - 12/07/2023
LPL FINANCIAL LLC (FORT MILL SC)
MO
06/12/2002 - 04/17/2006
U.S. BANCORP INVESTMENTS, INC. (SAINT LOUIS MO)
MO
04/22/2002 - 05/30/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
09/27/1999 - 01/18/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
03/24/1999 - 09/15/1999
COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)
BC
Issued 05/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/18/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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