Unclaimed
Scott Keegan O'Brien is a financial professional with over 0 years of experience in the industry. Scott is currently registered with Robinhood Financial, LLC and is licensed to provide securities and investment advice in 53 states and jurisdictions. Scott has a wide range of experience in the financial services industry, including working at CHARLES SCHWAB & CO., INC. prior to joining Robinhood Financial, LLC. Scott holds a number of licenses, including Series 63, Series 10, Series 9, Series 7TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/29/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
09/01/2023 - 07/05/2024
CHARLES SCHWAB & CO., INC. (Orlando FL)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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