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Scott K Steele

Weild & Co.

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About Scott K Steele

Scott Steele is a financial advisor with over 25 years of experience in the industry. Scott is currently registered with Weild & Co. in Houston, Texas. Scott has held previous positions with firms such as HERITAGE FINANCIAL SYSTEMS, INC., CASIMIR CAPITAL L.P., TEJAS SECURITIES GROUP, INC., M. H. MEYERSON & CO., INC., and SPEAR, LEEDS & KELLOGG, L.P. Scott holds the Series 7, 55, 57TO, 79TO, and SIE securities licenses. Scott is also licensed in California, Pennsylvania, and Texas.

Firm Information

Scott Steele is currently registered with Weild & Co.. Weild & Co. is a Limited Liability Company formed on October 22, 2007. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Steele’s Registration & Firm History

TX

03/23/2019 - Present

Weild & Co. (Houston TX)

PA

09/11/2015 - 04/24/2018

HERITAGE FINANCIAL SYSTEMS, INC. (MALVERN PA)

CT

08/25/2003 - 12/02/2014

CASIMIR CAPITAL L.P. (Greenwich CT)

TX

04/25/2003 - 06/26/2003

TEJAS SECURITIES GROUP, INC. (AUSTIN TX)

NJ

05/29/2001 - 04/07/2003

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NY

01/24/1995 - 06/07/2001

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/02/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 04/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/23/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Scott K Steele. Review regulatory record here.
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