Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Fogleman is a financial advisor with over 16 years of experience in the industry. Scott is currently registered with J.P. Morgan Securities LLC and has previously worked with several other firms including LPL Financial LLC, BancWest Investment Services, Inc., Salient Capital L.P. and Credit Suisse Securities (USA) LLC. Scott provides financial planning, pension consulting and portfolio management services to individuals, businesses, and institutions. Scott is a strong advocate for his clients' financial well-being and is committed to providing them with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
08/03/2023 - Present
J.p. Morgan Securities LLC (SUGARLAND TX)
AZ
07/19/2023 - 08/10/2023
LPL FINANCIAL LLC (TEMPE AZ)
AZ
10/31/2022 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
TX
07/03/2013 - 09/13/2021
SALIENT CAPITAL L.P. (HOUSTON TX)
TX
04/30/2012 - 06/27/2013
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
02/04/2008 - 04/17/2012
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NA
02/24/1994 - 08/19/1994
PRUDENTIAL SECURITIES INCORPORATED
NA
07/31/1993 - 12/02/1993
SMITH BARNEY SHEARSON INC.
NA
07/23/1993 - 07/31/1993
LEHMAN BROTHERS INC.
NA
09/23/1992 - 03/11/1993
LADENBURG, THALMANN & CO., INC.
NA
06/03/1992 - 10/09/1992
LEHMAN BROTHERS INC.
NA
03/03/1992 - 05/01/1992
LEHMAN BROTHERS INC.
NA
09/19/1991 - 01/28/1992
F.N. WOLF & CO., INC.
BOTH
Issued 08/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/24/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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