Unclaimed
Scott Borow is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Scott has been in the financial services industry since 2007 and has passed the Series 6, 7, 63 and 65 exams. Scott is registered to provide investment advisory services in the state of New Jersey. Scott also has a long history of working for Northwestern Mutual, holding previous positions with them since 2010. Scott is also involved in the Gold Coast Business Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
10/22/2014 - Present
Northwestern Mutual Investment Services, LLC (Garden City NY)
NY
04/05/2007 - 07/25/2007
SIGNATOR INVESTORS, INC. (LAKE SUCCESS NY)
IA
Issued 10/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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