Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Faye is an investment advisor representative with Cetera Investment Advisers LLC. Scott has been in the industry since 1999. Scott has a broad range of experience, working for various firms including Walnut Street Securities, Inc. and Nathan & Lewis Securities, Inc. Scott holds the Series 7, 63, and 66 licenses and the SIE exam. Scott is registered to provide investment advice in Arizona, Colorado, Connecticut, Florida, Illinois, Maine, New Jersey, New York, Ohio, Texas, and Virginia. Scott is also a Certified Public Accountant (CPA). Scott is a Personal Financial Specialist. Scott specializes in Financial Planning, Pension Consulting, Educational Seminars, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (TARRYTOWN NY)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (TARRYTOWN NY)
NY
09/10/1999 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 5/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/7/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/7/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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