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Scott Joseph Wojie

Tradeweb Direct LLC

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About Scott Joseph Wojie

Scott Wojie is an experienced financial professional with over 20 years of experience in the industry. Scott has a strong background in securities and investment advisory services, with expertise in municipal securities. Scott is currently registered with Tradeweb Direct LLC and holds the Series 7, Series 52, Series 53, and Series 63 licenses.

Firm Information

Scott Wojie is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Wojie’s Registration & Firm History

NJ

03/02/2020 - Present

Tradeweb Direct LLC (JERSEY CITY NJ)

NJ

08/22/2019 - 03/13/2020

ALLSTATE FINANCIAL SERVICES, LLC (Holmdel NJ)

NY

03/07/2019 - 07/29/2019

TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)

NJ

10/11/2011 - 03/08/2019

DEALERWEB INC. (Jersey City NJ)

NY

04/12/2005 - 10/10/2011

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/25/1999 - 05/24/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/02/1998 - 05/14/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

06/03/1998 - 08/18/1998

DRIZOS INVESTMENTS, INC. (MORRISTOWN NJ)

NJ

05/02/1995 - 06/12/1996

J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)

NY

04/08/1993 - 05/08/1995

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NJ

01/27/1992 - 04/02/1993

DRIZOS INVESTMENTS, INC. (MORRISTOWN NJ)

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Licenses & Designations

BC

Issued 07/22/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/01/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/03/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/11/2005

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Joseph Wojie.
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