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Scott Joseph Thomas

TCP Asset Management, LLC

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About Scott Joseph Thomas

Scott Thomas is a financial advisor with TCP Asset Management, LLC. Scott has been in the financial services industry since 2014. Scott's professional experience includes working with The Prudential Insurance Company of America and JPMorgan Chase. Scott is a Chartered Financial Analyst.

Firm Information

Scott Thomas is currently registered with TCP Asset Management, LLC. TCP Asset Management, LLC is an investment advisor registered with the SEC and located in UPPER ARLINGTON, OH. They manage approximately $641,790,572 in assets for 3,634 clients, including individuals, corporations, and high-net-worth individuals. They provide portfolio management services for both individuals and businesses, as well as financial planning and pension consulting. They do not have a wrap fee program.
TCP Asset Management, LLC

5000 HORIZONS DRIVE

UPPER ARLINGTON, OH 43220

$641.79M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor's fees

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Scott Thomas’s Registration & Firm History

OH

05/06/2022 - Present

TCP Asset Management, LLC (UPPER ARLINGTON OH)

OH

05/30/2020 - 05/20/2022

PRUCO SECURITIES, LLC. (COLUMBUS OH)

IL

06/23/2000 - 04/08/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 06/09/2020

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/13/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/20/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/11/2020

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Joseph Thomas. Review regulatory record here.
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