Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Roe is a financial advisor with Cetera Financial Specialists LLC. Scott has been in the industry since February 14, 2007, and is registered in both Illinois and Missouri. Scott holds Series 6 and 63 licenses and the SIE exam. Scott has previous experience with First Allied Securities, Inc. and FFP Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
05/14/2012 - Present
Cetera Financial Specialists LLC (CAPE GIRARDEAU MO)
MO
05/30/2008 - 05/17/2012
FIRST ALLIED SECURITIES, INC. (CAPE GIRARDEAU MO)
MO
02/14/2007 - 05/30/2008
FFP SECURITIES, INC. (CAPE GIRARDEAU MO)
BC
Issued 05/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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