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Scott Joseph Pollaci

City National Rochdale

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About Scott Joseph Pollaci

Scott Joseph Pollaci is a financial advisor who is registered to provide investment advice in Florida, New Jersey, and Puerto Rico. Scott has been working in the financial industry since December 4, 2002. Scott is currently employed by City National Rochdale and is also associated with RIM Securities LLC. Scott's professional experience includes previous roles at TD Ameritrade, Inc. and Morgan Stanley DW Inc.

Firm Information

Scott Pollaci is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Pollaci’s Registration & Firm History

NY

02/20/2024 - Present

City National Rochdale (NEW YORK NY)

FL

01/09/2004 - 08/06/2007

TD AMERITRADE, INC. (ORLANDO FL)

NY

10/09/2002 - 12/02/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 10/25/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 10/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Joseph Pollaci. Review regulatory record here.
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