Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Nichting is a financial advisor with over 20 years of experience in the industry. Scott joined Fidelity Brokerage Services LLC in 2012 and is currently registered with the firm in Kentucky, Massachusetts, Texas, and Utah. Scott has passed numerous securities exams including Series 63, Series 7, Series 9, Series 10, and the SIE. Scott is a dedicated financial advisor focused on providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/18/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
03/10/2000 - 02/01/2008
FIDELITY BROKERAGE SERVICES LLC (BLUE ASH OH)
BC
Issued 01/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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