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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Joseph Lord is a financial advisor with Wealthshield Partners, LLC, a financial advisory firm that offers a variety of services, including financial planning, pension consulting, and educational seminars. Scott has been in the financial services industry since 1995. He currently holds registrations with the state of North Carolina as an investment advisor representative. Scott is a Certified Financial Planner™. He has also previously worked for a number of other firms, including Principal Securities, Inc., New England Securities, The Benchmark Company, LLC, Oppenheimer & Co. Inc., CIBC World Markets Corp., and Weatherly Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/10/2017 - Present
Wealthshield Partners, LLC (Raleigh NC)
NC
05/10/2017 - 06/15/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (RALEIGH NC)
NC
12/21/2010 - 05/10/2017
PRINCIPAL SECURITIES, INC. (Raleigh NC)
NC
09/04/2009 - 12/22/2010
NEW ENGLAND SECURITIES (RALEIGH NC)
NY
07/28/2008 - 09/10/2009
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
01/14/2008 - 06/06/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/22/1995 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/05/1995 - 04/21/1995
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
10/07/1994 - 03/15/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 07/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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