Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Joseph Kartinen is a financial professional with over two decades of experience in the industry. Scott joined Liquidnet, Inc. in 2014 and is registered with FINRA and the state of New York. Prior to Liquidnet, Inc., Scott worked at UBS Securities LLC and ITG INC. Scott holds a Series 7, 24, 55, 57TO, and 63 license, as well as the SIE exam. Scott is a registered representative in Arizona, California, Delaware, Illinois, Massachusetts, New York, Ohio, Oregon, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/12/2014 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
08/25/2011 - 10/16/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
07/27/2000 - 08/19/2011
ITG INC. (NEW YORK NY)
NY
05/16/2000 - 07/13/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/28/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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