Unclaimed
Scott Joseph Hall is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Scott has been in the securities industry since May 2013. Scott is licensed in North Carolina and holds the Series 6, Series 63, and SIE licenses. Scott's current employment is with Northwestern Mutual Investment Services, LLC, which is a financial services firm located in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
05/30/2013 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
BC
Issued 08/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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