Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Bancroft is a financial advisor at LPL Financial LLC, and has been in the financial services industry since 1997. Scott has a Series 7, Series 63, and Series 65 license. Scott has been with LPL Financial LLC since 2013, and previously worked at Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., First Union Securities, Inc., and First Albany Corporation. Scott provides a variety of financial services, including financial planning, portfolio management, and investment advisory services. Scott is a registered representative in Connecticut, Florida, Maryland, Massachusetts, New Jersey, New York, and Pennsylvania. Scott is also an investment advisor representative in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/09/2013 - Present
LPL Financial LLC (PARAMUS NJ)
NY
11/21/2005 - 06/10/2013
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
08/21/2000 - 11/25/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
08/05/2000 - 09/14/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
07/08/1997 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
IA
Issued 07/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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