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Scott Joseph Avila

Charles Schwab & CO., Inc.

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About Scott Joseph Avila

Scott Avila is a registered representative with Charles Schwab & CO., Inc. located in Reno, NV. Scott has been in the financial services industry for 18 years. Scott has a variety of experience, including previous positions at TD Ameritrade, Inc., Madison Avenue Securities, LLC, Silver Oak Securities, Incorporated and SC Distributors, LLC. Scott is also a registered investment advisor representative in Nevada.

Firm Information

Scott Avila is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Scott Avila’s Registration & Firm History

NV

04/24/2023 - Present

Charles Schwab & CO., Inc. (Reno NV)

NV

02/08/2019 - 04/19/2023

TD AMERITRADE, INC. (Reno NV)

FL

09/11/2018 - 01/25/2019

MADISON AVENUE SECURITIES, LLC (New Smyrna Beach FL)

FL

07/25/2017 - 08/23/2018

SILVER OAK SECURITIES, INCORPORATED (PACE FL)

CA

01/13/2016 - 04/21/2017

SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)

NJ

01/05/2015 - 12/21/2015

HENNION & WALSH, INC. (PARSIPPANY NJ)

CA

11/30/2010 - 12/19/2014

SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)

CA

04/25/2005 - 11/22/2010

METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)

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Licenses & Designations

IA

Issued 12/19/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2011

Series 7 - General Securities Representative Examination

BC

Issued 01/14/2011

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 04/22/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Joseph Avila.
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