Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Joseph Ast is a financial advisor with Raymond James Financial Services Advisors, Inc. Scott has been in the industry for over 12 years and is registered to provide investment advice in a number of states. Scott also holds the Series 63, 65, 7, 24 and SIE licenses, and is a Certified Financial Planner. Scott is committed to providing personalized financial advice to help clients reach their financial goals. Scott's main area of expertise is working with individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
06/27/2016 - Present
Raymond James Financial Services Advisors, Inc. (Kailua Kona HI)
HI
12/09/2010 - 06/23/2016
NATIONAL PLANNING CORPORATION (KAILUA-KONA HI)
IA
Issued 04/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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